Free Oracle 1Z0-1116-2 Exam Questions

Become Oracle Certified with updated 1Z0-1116-2 exam questions and correct answers

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Total 40 Questions | Updated On: Nov 27, 2024

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Question 1

A stockbroking firm receives both buy and sell orders for the same security but from different clients. How can they best avoid a conflict of interest?

A : Withdraw their services for the transaction

B : Place orders as they are received from the clients

C : Openly disclose all orders received to the clients

D : Process the sell orders before the buy orders

Answer: B

Question 2

What financial principle requires an adviser to gather extensive information from a client before making a recommendation?

A : Disclosure

B : Transparency of trading

C : Risk reduction

D : Know your customer

Answer: D

Question 3

The UCITS regulations have been integral to introducing a common format for:

A : Company accounts

B : Corporate actions

C : Key investor information documents

D : Trade settlement

Answer: C

Question 4

According to Modern Portfolio Theory (MPT), portfolios below the efficient frontier are not efficient because:

A : They attract additional charges

B : Risk-free assets are not profitable

C : The investor assumes proportionately higher risk for lower incremental returns

D : A greater return could be achieved for the same risk

Answer: D

Question 5

How does standard deviation provide investors with a measure of historical volatility?

A : By the analysis of historical share price movements

B : Through the measurement of the highs and lows of each asset

C : By measuring the degree of fluctuation around the mean

D : Through the measurement of share price movements compared to the benchmark

Answer: C

Page: 1 / 8

Total 40 Questions | Updated On: Nov 27, 2024

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